Your Instant Compliance Officer
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Your Instant Compliance Officer
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Services
Contact Us
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Some of Our Services

Compliance Management Systems

 

  • Compliance Management Systems: We design and support robust and comprehensive compliance management systems tailored to meet your organization's specific needs, ensuring a seamless integration of regulatory requirements into your operations.


  • Risk Assessments: Our expert team conducts thorough and proactive risk assessments, enabling you to identify potential vulnerabilities and implement targeted risk mitigation strategies, safeguarding your organization against potential threats.


  • Annual BSA/AML Audits: Our meticulous annual audits help ensure your organization's compliance with the Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) regulations, providing you with peace of mind and demonstrating your commitment to preventing financial crimes.


  • Policies and Procedures - Annual Review and Creation of New Policies: We facilitate an annual review of your policies and procedures, ensuring they are up to date, align with regulatory standards, and reflect industry best practices. Additionally, we assist in the creation of new policies to address emerging compliance challenges.


  • Training - Tailored to Your Organization: Our customized training programs are designed to address the unique compliance needs of your organization, delivering comprehensive and engaging training sessions that empower your employees with the knowledge and skills necessary to meet regulatory requirements.


  • Monitoring and Audit: We offer robust monitoring and auditing services to proactively identify and address compliance gaps, helping you maintain a strong compliance posture and avoid potential penalties or reputational risks.


  • Advertising and Website Reviews: Our expert team conducts thorough reviews of your advertising materials and website content to ensure compliance with applicable laws and regulations, providing you with confidence that your marketing efforts are accurate, transparent, and compliant.


  • Regulatory Change Implementation Project Planning and Assistance: We provide strategic planning and hands-on assistance in implementing regulatory changes, ensuring smooth transitions and minimizing disruptions to your operations, while ensuring compliance with new requirements.


  • Consumer Complaint Responses: Our dedicated team assists in managing consumer complaints, helping you address concerns promptly, resolve issues effectively, and maintain positive customer relationships while adhering to regulatory guidelines.


  • Instant Answers - Our Compliance Helpdesk for Your Day-to-Day Compliance Questions: Access our dedicated compliance helpdesk for quick and reliable answers to your day-to-day compliance queries, enabling you to navigate regulatory challenges efficiently and confidently.


  • Mentoring/Coaching for Compliance Professionals: Our experienced compliance professionals offer personalized mentoring and coaching services, providing guidance, industry insights, and practical advice to help compliance professionals excel in their roles and contribute to the overall success of your organization.

Licensing & Reporting

  • Comprehensive Corporate, Branch, and Mortgage Loan Originator (MLO) Licensing Services 
  • Applications for Approvals FNMA, FHLMC, and HUD 
  • Filing Support for MCR, HMDA, and State Reporting 
  • Timely Submission of SOS Annual Reports" 


Examination Preparation and Assistance

  •  Expert Guidance for State Exam Preparation, Corrective Action Implementation and Monitoring
  • Thorough Examination Forecasting and Planning 
  • Preparation, Support, and Monitoring for CFPB and Multi-State Examination Committee Exams 
  • Specialized Assistance in Fair Lending Regression Analysis 


Contact us today for more information about how we can help your Compliance Program!

Your Instant Compliance Officer

Copyright © 2023 Your Instant Compliance Officer - All Rights Reserved. 

This is not a law firm, nor are we attorneys, and we do not provide legal advice.


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